Paul Mottola

Managing Director

Business Experience: Wealth Management Product Management, Wealth Management Sales Management and Recruiting, Fixed Income Trading, Equity and Debt Capital Markets/Syndicate, Investment Banking, Wholesale Distribution Management (Dealer Sales), Institutional Sales Management.

Areas of Expertise: Closed-End Funds, '40 Act Funds, Private Funds/Alternatives, Preferred Securities, Corporate Bonds, CDs, Agencies, Unit Investment Trusts, Auction Rate Securities, Securitized Products, Supervisory Procedures, Sales Practices, Suitability, and Regulatory and Risk management.

FINRA Licenses: Series 7, 24, 53, 63, and 79

Education:

Monmouth University

Private placements are exempt from the registration requirements of the Securities Act of 1933 and public disclosure requirements, as long as certain requirements are met and, as such, carry a high degree of risk. Private placements being promoted are illiquid investments, with no guarantee of returns, distributions and/or interest payments, and it is possible to lose some or all of the investment. The Issuer may require more capital in the future to continue growing, with no guarantee that the Issuer will be successful in securing it. There is more information about the risks of private placements on FINRA'S WEBSITE.