Paul Mottola

Managing Director

Business Experience: Wealth Management Product Management, Wealth Management Sales Management and Recruiting, Fixed Income Trading, Equity and Debt Capital Markets/Syndicate, Investment Banking, Wholesale Distribution Management (Dealer Sales), Institutional Sales Management.

Areas of Expertise: Closed-End Funds, '40 Act Funds, Private Funds/Alternatives, Preferred Securities, Corporate Bonds, CDs, Agencies, Unit Investment Trusts, Auction Rate Securities, Securitized Products, Supervisory Procedures, Sales Practices, Suitability, and Regulatory and Risk management.

FINRA Licenses: Series 7, 24, 53, 63, and 79


Monmouth University